Chapter 15: Problem 28
Let \(f(x, y)=3 x^{2}+k y^{2}+9 x y .\) Determine the values of \(k\) (if any) for which the critical point at (0,0) is: (a) A saddle point (b) A local maximum (c) A local minimum
Short Answer
Expert verified
(a) Saddle: \(k < \frac{27}{4}\); (b) No local maximum; (c) Local minimum: \(k > \frac{27}{4}\).
Step by step solution
01
Find Partial Derivatives
First, we find the first partial derivatives of the function \(f(x, y) = 3x^2 + ky^2 + 9xy\). The partial derivative with respect to \(x\) is:\[ f_x(x, y) = \frac{\partial}{\partial x} (3x^2 + ky^2 + 9xy) = 6x + 9y. \]The partial derivative with respect to \(y\) is:\[ f_y(x, y) = \frac{\partial}{\partial y} (3x^2 + ky^2 + 9xy) = 2ky + 9x. \]
02
Find Critical Points
Set the first partial derivatives equal to zero to find critical points:1. \(6x + 9y = 0\)2. \(9x + 2ky = 0\)Solving these simultaneously, set both equations to zero and solve:- From equation 1: \(y = -\frac{2}{3}x\)- Substitute \(y = -\frac{2}{3}x\) into equation 2:\[ 9x + 2k\left(-\frac{2}{3}x\right) = 0 \]\[ 9x - \frac{4}{3}kx = 0 \]\[ x(9 - \frac{4}{3}k) = 0 \] \(x = 0\) or \(k = \frac{27}{4}\). For the point (0,0), both equations are trivially satisfied. We verify it is a critical point.
03
Second Derivative Test
To determine the nature of the critical point (0,0), compute the second partial derivatives:- \(f_{xx} = \frac{\partial}{\partial x}(6x + 9y) = 6\)- \(f_{yy} = \frac{\partial}{\partial y}(2ky + 9x) = 2k\)- \(f_{xy} = \frac{\partial}{\partial y}(6x + 9y) = 9\)The determinant of the Hessian matrix at the point (0,0) is given by:\[ D = f_{xx} f_{yy} - (f_{xy})^2 = 6 \cdot 2k - 9^2 = 12k - 81 \]. Evaluate \(D\) to categorize the critical point.
04
Solve for (a) Saddle Point
For the point (0,0) to be a saddle point, the determinant \(D\) must be less than zero:\[ 12k - 81 < 0 \]\[ 12k < 81 \]\[ k < \frac{81}{12} = \frac{27}{4} \]Thus, for a saddle point, \(k < \frac{27}{4}\).
05
Solve for (b) Local Maximum
For the point (0,0) to be a local maximum, \(D > 0\) and \(f_{xx} < 0\):- We've calculated \(f_{xx} = 6\) which is positive, thus it cannot be a local maximum. Therefore, no value of \(k\) satisfies these conditions.
06
Solve for (c) Local Minimum
For the point (0,0) to be a local minimum, \(D > 0\) and \(f_{xx} > 0\):\[ 12k - 81 > 0 \]\[ 12k > 81 \]\[ k > \frac{27}{4} \] Thus, for a local minimum, \(k > \frac{27}{4}\).
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Key Concepts
These are the key concepts you need to understand to accurately answer the question.
Second Derivative Test
The second derivative test is a crucial tool for analyzing critical points of multivariable functions. It helps determine whether a critical point is a local minimum, local maximum, or a saddle point. This involves examining the second partial derivatives at the critical point. For any function like \[ f(x, y) = 3x^2 + ky^2 + 9xy \], we first find the second derivatives \( f_{xx} \), \( f_{yy} \), and \( f_{xy} \).
The next step involves calculating the Hessian matrix determinant, \( D \), which is given by: \[ D = f_{xx} f_{yy} - (f_{xy})^2 \].
The sign of \( D \) will tell us a lot:
The next step involves calculating the Hessian matrix determinant, \( D \), which is given by: \[ D = f_{xx} f_{yy} - (f_{xy})^2 \].
The sign of \( D \) will tell us a lot:
- If \( D > 0 \) and \( f_{xx} > 0 \), the point is a local minimum.
- If \( D > 0 \) and \( f_{xx} < 0 \), the point is a local maximum.
- If \( D < 0 \), the point is a saddle point.
Hessian Matrix
The Hessian matrix is central to understanding the behavior around critical points of a multivariable function. It is a square matrix of second-order partial derivatives. For the function \( f(x, y) = 3x^2 + ky^2 + 9xy \), its Hessian matrix \( H \) is:\[ H = \begin{bmatrix} f_{xx} & f_{xy} \ f_{xy} & f_{yy} \end{bmatrix} = \begin{bmatrix} 6 & 9 \ 9 & 2k \end{bmatrix} \]
The determinant of the Hessian matrix at any point, denoted \( D \), is crucial for the second derivative test. This determinant, \( D = f_{xx} f_{yy} - (f_{xy})^2 \), assesses whether the Hessian matrix is positive definite, negative definite, or indefinite:
The determinant of the Hessian matrix at any point, denoted \( D \), is crucial for the second derivative test. This determinant, \( D = f_{xx} f_{yy} - (f_{xy})^2 \), assesses whether the Hessian matrix is positive definite, negative definite, or indefinite:
- A positive definite Hessian (\( D > 0 \) and \( f_{xx} > 0 \)) suggests a local minimum.
- A negative definite Hessian (\( D > 0 \) and \( f_{xx} < 0 \)) indicates a local maximum.
- An indefinite Hessian (\( D < 0 \)) reveals a saddle point.
Partial Derivatives
Partial derivatives measure how a function changes as one of the variables changes while all other variables are held constant. For a function \( f(x, y) \), the partial derivative with respect to \( x \) is noted as \( f_x \), and with respect to \( y \), it’s \( f_y \). For the function \( f(x, y) = 3x^2 + ky^2 + 9xy \), the partial derivatives are:
- \( f_x = 6x + 9y \)
- \( f_y = 2ky + 9x \)
- \( 6x + 9y = 0 \)
- \( 9x + 2ky = 0 \)
Local Extremum Classification
Local extremum classification helps us identify whether a critical point of a function is a local maximum, minimum, or a saddle point. Using the second derivative test and the Hessian matrix, we can carefully classify the nature of these points.
For instance, in the function \( f(x, y) = 3x^2 + ky^2 + 9xy \), once the critical point \( (0,0) \) is found, examining the Hessian determinant \( D = 12k - 81 \) provides clues for classification:
For instance, in the function \( f(x, y) = 3x^2 + ky^2 + 9xy \), once the critical point \( (0,0) \) is found, examining the Hessian determinant \( D = 12k - 81 \) provides clues for classification:
- A local minimum exists when \( k > \frac{27}{4} \) when \( D > 0 \) and \( f_{xx} > 0 \).
- A local maximum is not possible due to \( f_{xx} > 0 \), no k satisfies \( f_{xx} < 0 \).
- A saddle point is present when \( k < \frac{27}{4} \) where \( D < 0 \).