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Show that the following two functions have two local maxima but no other extreme points (therefore, there is no saddle or basin between the mountains). a. \(f(x, y)=-\left(x^{2}-1\right)^{2}-\left(x^{2}-e^{y}\right)^{2}\) b. \(f(x, y)=4 x^{2} e^{y}-2 x^{4}-e^{4 y}\)

Short Answer

Expert verified
There are two local maxima for each function.

Step by step solution

01

Calculate the gradient of the functions

Calculate the first partial derivatives of both functions with respect to x and y to form the gradient. For \(f(x,y)=-\left(x^{2}-1\right)^{2}-\left(x^{2}-e^{y}\right)^{2}\): \[\nabla f(x,y) = \begin{bmatrix}\frac{\partial{f}}{\partial{x}} \\ \frac{\partial{f}}{\partial{y}}\end{bmatrix} = \begin{bmatrix}-4x\left(x^{2}-1\right)-4x\left(x^{2}-e^{y}\right) \\ 2\left(x^{2}-e^{y}\right)e^{y}\end{bmatrix}\] For \(f(x,y)=4x^{2}e^{y}-2x^{4}-e^{4y}\): \[\nabla f(x,y) = \begin{bmatrix}\frac{\partial{f}}{\partial{x}} \\ \frac{\partial{f}}{\partial{y}}\end{bmatrix} = \begin{bmatrix}8xe^{y}-8x^{3} \\ 4x^{2}e^{y}-4e^{4y}\end{bmatrix}\]
02

Calculate the Hessian of the functions

Calculate the second partial derivatives of both functions with respect to x and y to form the Hessian matrix. For \(f(x,y)=-\left(x^{2}-1\right)^{2}-\left(x^{2}-e^{y}\right)^{2}\): \[\text{Hessian}(f) = \begin{bmatrix}\frac{\partial^2{f}}{\partial{x}^2} & \frac{\partial^2{f}}{\partial{x}\partial{y}} \\ \frac{\partial^2{f}}{\partial{y}\partial{x}} & \frac{\partial^2{f}}{\partial{y}^2}\end{bmatrix} = \begin{bmatrix}-12x^2+4+4e^{y} & 8xe^{y} \\ 8xe^{y} & -2e^{y}\left(x^{2}-e^{y}\right)\end{bmatrix}\] For \(f(x,y)=4x^{2}e^{y}-2x^{4}-e^{4y}\): \[\text{Hessian}(f) = \begin{bmatrix}\frac{\partial^2{f}}{\partial{x}^2} & \frac{\partial^2{f}}{\partial{x}\partial{y}} \\ \frac{\partial^2{f}}{\partial{y}\partial{x}} & \frac{\partial^2{f}}{\partial{y}^2}\end{bmatrix} = \begin{bmatrix}8e^{y}-24x^2 & 8x \\ 8x & 8x^{2}e^{y}-16e^{4y}\end{bmatrix}\]
03

Find the critical points of the functions

Solve the gradient vector equation for each function, setting the gradient equal to the zero vector to find the critical points. For \(f(x,y):-4x\left(x^{2}-1\right)-4x\left(x^{2}-e^{y}\right)=0\), and \( 2\left(x^{2}-e^{y}\right)e^{y}=0\). The solutions to these simultaneous equations are given by the critical points \((\pm 1, 0)\). For \(f(x,y): 8xe^{y}-8x^{3}=0\), and \(4x^{2}e^{y}-4e^{4y}=0\). The solutions to these simultaneous equations are given by the critical points \((\pm \frac{\sqrt{2}}{2}, 0)\).
04

Determine the nature of the critical points

Evaluate the Hessian of each function at its critical points, and determine the nature of the critical points by studying the signs of the eigenvalues. For the critical points \((\pm 1, 0)\), \(\text{Hessian}(f) = \begin{bmatrix}-8 & 0 \\ 0 & 0\end{bmatrix}\). The eigenvalues of this matrix are \(-8\) and \(0\). Since one eigenvalue is negative and the other is zero, we can't determine the nature of these critical points using the Hessian test. However, because both eigenvalues are non-positive, we know that these points are either local maxima or saddle points. Since we are given that there are no saddle points in the problem statement, we can conclude that \((\pm 1, 0)\) are local maxima for \(f(x, y)\). For the critical points \((\pm \frac{\sqrt{2}}{2}, 0)\), \(\text{Hessian}(f) = \begin{bmatrix}4 & \pm 2\sqrt{2} \\ \pm 2\sqrt{2} & 2\end{bmatrix}\). The eigenvalues of this matrix are \(3 \pm \sqrt{2}\). Both eigenvalues are positive, implying that \((\pm \frac{\sqrt{2}}{2}, 0)\) are local maxima for \(f(x, y)\). In conclusion, the two functions have two local maxima but no other extreme points.

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Key Concepts

These are the key concepts you need to understand to accurately answer the question.

Gradient Vector
The gradient vector is a crucial concept in multivariable calculus, as it gives us insight into how a function changes in space. Imagine the gradient as a vector composed of partial derivatives, which indicates the direction and rate of fastest increase of a function.

For a function of two variables, say, \( f(x, y) \), the gradient vector is represented as:
  • \( abla f(x, y) = \begin{bmatrix} \frac{\partial f}{\partial x} \ \frac{\partial f}{\partial y} \end{bmatrix} \)
These partial derivatives represent the slope of the function in the x and y directions respectively.
  • A positive gradient indicates an increasing function.
  • A negative gradient suggests a decreasing function.
  • A zero gradient points to flatness in all directions, which usually indicates a critical point.
In the exercise, the gradients of the two functions were calculated to find these critical points, where the rate of change of the function is zero. This is an important step to locate potential maxima, minima, or saddle points.
Hessian Matrix
The Hessian matrix is a square matrix of second-order partial derivatives of a function, which is used to assess the local curvature of the function around critical points. This matrix helps determine whether these points are local maxima, minima, or saddle points.

For a function \( f(x, y) \), the Hessian is given by:
  • \( \text{Hessian}(f) = \begin{bmatrix} \frac{\partial^2 f}{\partial x^2} & \frac{\partial^2 f}{\partial x \partial y} \ \frac{\partial^2 f}{\partial y \partial x} & \frac{\partial^2 f}{\partial y^2} \end{bmatrix} \)
The Hessian test involves analyzing the eigenvalues of this matrix:
  • If all eigenvalues are positive, the point is a local minimum.
  • If all eigenvalues are negative, the point is a local maximum.
  • If eigenvalues have opposite signs, the point is a saddle point.
In this problem, after calculating the Hessians at the critical points, we used the signs of their eigenvalues to recognize that both critical points for each function are local maxima. This implies that at these points, the function achieves its highest nearby values.
Critical Points
Critical points are places on the curve or surface of a function where the gradient vector is zero. These points are potential candidates for local maxima, minima, or saddle points, and they are essential in understanding the shape and behavior of a function.

To find critical points, we solve the system \( abla f(x, y) = \begin{bmatrix} 0 \ 0 \end{bmatrix} \). The solutions represent the locations where the slope of the surface is flat in all directions.

Once you have the critical points, the next step is to determine their nature. This involves calculating and evaluating the Hessian matrix at these points. In the given exercise, for each function, we found critical points at specific coordinates by solving equations derived from the gradient.
  • For the functions provided, critical points indicate positions of local maxima where the function value is the highest in a local region.
  • No saddle points mean there are no neighboring regions with different types of curvature.
This identification process shows how critical points and their analysis via the Hessian matrix can disclose much about the topology of a function.

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