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Find the absolute maxima and minima of $$ f(x, y)=x^{2}+y^{2}+4 x-1 $$ on the disk $$ D=\left\\{(x, y): x^{2}+y^{2} \leq 9\right\\} $$

Short Answer

Expert verified
The absolute maximum is 20 at \((3, 0)\), and the absolute minimum is -5 at \((-2, 0)\).

Step by step solution

01

Identify the Domain

The domain is the disk \( D = \{ (x, y) : x^2 + y^2 \leq 9 \} \). This means we're looking for points \((x, y)\) inside or on the boundary of the circle centered at the origin with radius 3.
02

Find Critical Points Inside the Disk

To find critical points, we first take the partial derivatives of \( f(x, y) = x^2 + y^2 + 4x - 1 \). The partial derivative with respect to \(x\) is \( \frac{\partial f}{\partial x} = 2x + 4 \) and with respect to \(y\) is \( \frac{\partial f}{\partial y} = 2y \). Setting these equal to zero: \( 2x + 4 = 0 \) and \( 2y = 0 \), we find \( x = -2 \) and \( y = 0 \). So, there is a critical point at \((-2, 0)\).
03

Evaluate \(f\) at the Critical Point

Substituting \((-2, 0)\) into the function, we get \( f(-2, 0) = (-2)^2 + (0)^2 + 4(-2) - 1 = 4 - 8 - 1 = -5 \).
04

Analyze the Boundary

We need to evaluate the function along the boundary \(x^2 + y^2 = 9\). Parameterize the circle with \(x = 3\cos(\theta)\), \(y = 3\sin(\theta)\), where \(\theta\) varies from 0 to \(2\pi\). Substitute these into \(f(x,y)\): \(f(3\cos(\theta), 3\sin(\theta)) = (3\cos(\theta))^2 + (3\sin(\theta))^2 + 4(3\cos(\theta)) - 1 = 9 + 12\cos(\theta) - 1 = 8 + 12\cos(\theta)\).
05

Find Extrema on the Boundary

The expression \(8 + 12\cos(\theta)\) is maximized when \(\cos(\theta) = 1\) and minimized when \(\cos(\theta) = -1\). Thus, the maximum is \(8 + 12 \times 1 = 20\) and the minimum is \(8 + 12 \times (-1) = -4\).
06

Compare Values to Determine Absolute Maxima and Minima

Compare the function values: critical point value \(-5\), boundary maximum \(20\), and boundary minimum \(-4\). The absolute maximum value of \( f \) is 20, occurring at the point corresponding to \(\theta = 0\) or \((3, 0)\), and the absolute minimum value is \(-5\), occurring at the critical point \((-2, 0)\).

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Key Concepts

These are the key concepts you need to understand to accurately answer the question.

Critical Points
Critical points are essential locations where a function's rate of change might either stop or change direction, making them key candidates for identifying maxima and minima. To find these critical points for a function of two variables, like our example function \( f(x, y) = x^2 + y^2 + 4x - 1 \), we need to first compute its partial derivatives.
  • The partial derivative with respect to \( x \) is \( \frac{\partial f}{\partial x} = 2x + 4 \).
  • The partial derivative with respect to \( y \) is \( \frac{\partial f}{\partial y} = 2y \).
Setting these derivatives equal to zero helps us find where the gradient is zero, leading us to critical points. Solving \( 2x + 4 = 0 \) gives \( x = -2 \), and \( 2y = 0 \) gives \( y = 0 \). Thus, the critical point is \((-2, 0)\). This is a crucial step as it identifies candidate points for absolute extrema within the domain or boundary.
Boundary Evaluation
When searching for absolute maxima or minima within a defined region, evaluating the behavior of the function on the boundary is often necessary. For this problem, the boundary is defined by the circle \(x^2 + y^2 = 9\). To assess the function along this boundary, we must express the function using the parameters that describe the boundary. By substituting these boundary conditions into our function, we explore how the function behaves at the perimeter of the region.
Parameterization
Parameterization involves expressing boundary conditions with a simpler form. For a circle, this is done using trigonometric functions:
  • \( x = 3\cos(\theta) \)
  • \( y = 3\sin(\theta) \)
Here, \( \theta \) represents an angle that represents every point on the boundary, ranging from \( 0 \) to \( 2\pi \). This method transforms the problem into a simpler form. In our example, substituting these into the function yields \( f(3\cos(\theta), 3\sin(\theta)) = 8 + 12\cos(\theta) \). This new function is easier to analyze because it varies simply with \( \theta \), allowing straightforward determination of extremal values.
Partial Derivatives
Partial derivatives play a crucial role in multivariable calculus and are instrumental in identifying critical points of a function involving more than one variable. In our example, partial derivatives were used to determine how changes in each variable individually affect the function. For the function \( f(x, y) = x^2 + y^2 + 4x - 1 \), we calculated:
  • \( \frac{\partial f}{\partial x} = 2x + 4 \)
  • \( \frac{\partial f}{\partial y} = 2y \)
Setting these derivatives to zero helped us find the location where the function doesn’t change its slope, i.e., the critical point \((-2, 0)\). This method not only provides insight into function behavior at critical points but also simplifies the analysis of boundary conditions when parameterizing curves.

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